Support the board and senior management and assist them in dealing with a wide variety of SFC-wide policies and initiatives. Pros. The following … Learn more about our, Academic and Accreditation Advisory Committee, Committee on Real Estate Investment Trusts, Share Registrars' Disciplinary Appeals Committee, Mainland-Hong Kong Mutual Recognition of Funds, Cooperative arrangements with the CSRC and Mainland exchanges, Cooperative arrangements with other Mainland regulators, Investigatory assistance and exchange of information, Public enquiries: Further guidance and sources of information, Companies (Winding Up and Miscellaneous Provisions) Ordinance exemptions, Guidelines on Disclosure of Inside Information, Disciplinary proceedings before the Takeovers Panel, Types of intermediary and licensed individual, Register of licensees & registered institutions, List of modifications or waivers of licensing requirements, List of jurisdictions with comparable OTCD margin requirements, List of publicly offered investment products, Specific information about unlisted structured investment products, List of recognised jurisdiction schemes and inspection regimes, List of registered open-ended fund companies, Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance, List of Designated Central Counterparties for the Purposes of Mandatory Clearing Under Part IIIA of the Securities and Futures Ordinance, Aggregated reportable short positions of specified shares, Securities and Futures Ordinance (with subsidiary legislation), Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation), Securities and Futures Ordinance Part XV - Disclosure of Interests, List of eligible jurisdictions for remote onboarding of overseas individual clients, Anti-money laundering and counter-financing of terrorism, Other publications and information sources, Minimum information to be provided and warning statements, Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong, High shareholding concentration announcements, The Investor Compensation Company Limited. David Cheop has been appointed the chief administrative officer of the Manitoba Financial Services Agency (MFSA) and chairman and CEO of the Manitoba Securities Commission (MSC), Finance Minister Scott Fielding announced Friday. Alban Dhladhla has 1 job listed on their profile. Mr Alder has been Chief Executive Officer of the Securities and Futures Commission since 1 October 2011. Learn more about our, Academic and Accreditation Advisory Committee, Committee on Real Estate Investment Trusts, Share Registrars' Disciplinary Appeals Committee, Mainland-Hong Kong Mutual Recognition of Funds, Cooperative arrangements with the CSRC and Mainland exchanges, Cooperative arrangements with other Mainland regulators, Investigatory assistance and exchange of information, Public enquiries: Further guidance and sources of information, Companies (Winding Up and Miscellaneous Provisions) Ordinance exemptions, Guidelines on Disclosure of Inside Information, Disciplinary proceedings before the Takeovers Panel, Types of intermediary and licensed individual, Register of licensees & registered institutions, List of modifications or waivers of licensing requirements, List of jurisdictions with comparable OTCD margin requirements, List of publicly offered investment products, Specific information about unlisted structured investment products, List of recognised jurisdiction schemes and inspection regimes, List of registered open-ended fund companies, Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance, List of Designated Central Counterparties for the Purposes of Mandatory Clearing Under Part IIIA of the Securities and Futures Ordinance, Aggregated reportable short positions of specified shares, Securities and Futures Ordinance (with subsidiary legislation), Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation), Securities and Futures Ordinance Part XV - Disclosure of Interests, List of eligible jurisdictions for remote onboarding of overseas individual clients, Anti-money laundering and counter-financing of terrorism, Other publications and information sources, Minimum information to be provided and warning statements, Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong, High shareholding concentration announcements, The Investor Compensation Company Limited. Securities Commission Malaysia (SC) is looking to appoint a Chief Executive Officer to run the country's private pension administrator. Lim reminded corporate Malaysia to steer their companies towards a more sustainable future. The Securities and Exchange Commission today charged a Mountain View, California-based technology start-up and its chief executive officer with defrauding investors by making false and misleading statements about the company’s finances and sources of revenue. VANCOUVER, Aug. 14, 2017 /CNW/ - Ravinderpaul Singh Mangat (a.k.a. He succeeds Don Murray, who had headed the MSC since 1997, and retired on Nov. 30. The Securities and Exchange Commission today announced charges against Praxsyn Corp. and its CEO for allegedly issuing false and misleading press releases claiming the company was able to acquire and supply large quantities of N95 or similar masks to protect wearers from the COVID-19 virus. The Securities and Futures Commission (SFC) ... Wheatley first served as Chairman, and became CEO in 2006 when the posts of chairman and CEO were segregated to further promote corporate governance. The Securities and Exchange Commission filed charges Tuesday against Ripple, the fintech company best known for cryptocurrency XRP, and … Experience 13 Ratings. Approves of CEO. View All num of num Close (Esc) Ontario Securities Commission Interviews. It was established through an Act of Parliament, the S ecurities Act no. Ashley Alder Chief Executive Officer Securities and Futures Commission Ashley Alder took over as CEO of the SFC in October 2011, just as Hong Kong was emerging from the effects of the global financial crisis. National Institute of Public Administration. According to … TORONTO, Sept. 24, 2019 /CNW/ - The Commission issued an Order in the above named matter. Process complaints against the SFC and our staff. TORONTO , Jan. 21, 2020 /CNW/ - Ontario Securities Commission (OSC) Chair and Chief Executive Officer (CEO) Maureen Jensen today announced her decision to resign, effective April 15 , 2020. SOURCE Ontario Securities Commission The Ontario Securities Commission (OSC) said on Tuesday its chair and chief executive officer, Maureen Jensen, would step down, effective April 15. I worked at Ontario Securities Commission full-time. Appointment Terminated for Syriatel CEO as Securities Commission Stops Trading in Company’s Shares. The biggest data breach fines, penalties and settlements so far; Uber plans to sell around US$10B worth of stock in IPO; Facebook restores services after global outage Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong "It has been an honour to serve Ontario investors and … — Picture by Ahmad Zamzahuri. Website of the Securities and Exchange Commission of Zimbabwe (SECZ). The Securities and Exchange Commission. Email enquiry@sfc.hk, Current appointment expires on 30 Sep 2023, We use cookies to improve the website performance and user experience. The private pension administrator will be responsible for ensuring the establishment and operationalisation of an efficient administrative system for the overall private pension industry in Malaysia. Creating a sound and safe investment environment in the securities and capital markets in Zimbabwe and beyond. Credit Rating Agencies = SEC Proposed Rules. The federal securities laws require clear, concise and understandable disclosure about compensation paid to CEOs, CFOs and certain other high-ranking executive officers of public companies. Securities and Exchange Commission - Zambia Apr 2012 - Feb 2015 2 years 11 months. 38 % Negative. Join to Connect Securities and Exchange Commission. Personal Assistant to CEO at Securities and Exchange Commission Zambia 254 connections. Before joining the ASC in July 2016, he was President, CEO and director of the Institute of Corporate Directors and Chair of the Global Network of Director Institutes. 19 January 2021 - MEDIA RELEASE 21-007MR ASIC bans former Sydney adviser for three years ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. CEO, D. Grant Vingoe, currently oversees operations at the OSC. Maureen Jensen, former Chair and CEO of the Ontario Securities Commission (OSC), and Eric Noll, CEO of Context Capital Partners, … Liaise with members of the board and of other SFC committees and organise their meetings; Handle communications with the HKSAR Government, the Legislative Council, the Ombudsman, regulators and other public bodies; and. The warrant for Mangat's arrest was issued in connection with fraud charges against Mangat under the Criminal Code, which were sworn June 1, 2017. 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